0000929638-18-000308.txt : 20180215 0000929638-18-000308.hdr.sgml : 20180215 20180215162951 ACCESSION NUMBER: 0000929638-18-000308 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180215 DATE AS OF CHANGE: 20180215 GROUP MEMBERS: 3W FUND MANAGEMENT LLC GROUP MEMBERS: 3W GREATER CHINA FOCUS FUND GROUP MEMBERS: WU, WEIWEI SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Huami Corp CENTRAL INDEX KEY: 0001720446 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-90392 FILM NUMBER: 18618098 BUSINESS ADDRESS: STREET 1: BUILDING H8 STREET 2: NO. 2800, CHUANGXIN ROAD CITY: HEFEI STATE: F4 ZIP: 230088 BUSINESS PHONE: 86551-65837200 MAIL ADDRESS: STREET 1: BUILDING H8 STREET 2: NO. 2800, CHUANGXIN ROAD CITY: HEFEI STATE: F4 ZIP: 230088 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: 3W Fund Management Ltd CENTRAL INDEX KEY: 0001700194 IRS NUMBER: 000000000 STATE OF INCORPORATION: K3 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: SUITE 507, ICBC TOWER STREET 2: 3 GARDEN ROAD, CENTRAL CITY: HONG KONG STATE: K3 ZIP: 000000 BUSINESS PHONE: (852)25973133 MAIL ADDRESS: STREET 1: SUITE 507, ICBC TOWER STREET 2: 3 GARDEN ROAD, CENTRAL CITY: HONG KONG STATE: K3 ZIP: 000000 SC 13G 1 a71439_sc13g.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
SCHEDULE 13G
 
 
Under the Securities Exchange Act of 1934

 
Huami Corporation
(Name of Issuer)
 
Class A Ordinary Shares, par value US$0.0001 per share
American Depositary Shares (ADS), each representing
Four Class A Ordinary Shares, par value $0.0001 per share
(Title of Class of Securities)
 
44331K103
(CUSIP Number)
 
Jenny Chen/Yuanyuan Zhou
Suite 507, ICBC Tower, 3 Garden Road, Central, Hong Kong
852-25973166/25973133
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
 
February 8, 2018
(Date of Event which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐   Rule 13d-1(b)
☒   Rule 13d-1(c)
☐   Rule 13d-1(d)
 
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
CUSIP No. 44331K103
13G
  Page 2 of 11 Pages
 
1.
  
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 3W Fund Management Limited
This entity does not have an IRS identification number as it is a foreign entity.
2.
  
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a)    ☐
(b)    ☐
3.
  
SEC USE ONLY
  
4.
  
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 Hong Kong
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5.
  
SOLE VOTING POWER
 
 00,000
6.
  
SHARED VOTING POWER
 
 3,600,000 (upon conversion of the American Depositary Shares)
7.
  
SOLE DISPOSITIVE POWER
 
 00,000
8.
  
SHARED DISPOSITIVE POWER
 
 3,600,000 (upon conversion of the American Depositary Shares)
9.
  
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 3,600,000 (upon conversion of the American Depositary Shares)
10.
  
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions)    ☐
 
11.
  
1. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

                     9%
12.
  
TYPE OF REPORTING PERSON (see instructions)

 IA
 
CUSIP No. 44331K103
13G
  Page 3 of 11 Pages
 
1.
  
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 3W Fund Management LLC
This entity does not have an IRS identification number as it is a foreign entity.
2.
  
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a)    ☐
(b)    ☐
3.
  
SEC USE ONLY
  
4.
  
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 Cayman Islands
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5.
  
SOLE VOTING POWER
 
 00,000
6.
  
SHARED VOTING POWER
 
 3,600,000 (upon conversion of the American Depositary Shares)
7.
  
SOLE DISPOSITIVE POWER
 
 00,000
8.
  
SHARED DISPOSITIVE POWER
 
 3,600,000 (upon conversion of the American Depositary Shares)
9.
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 3,600,000 (upon conversion of the American Depositary Shares)
10.
 
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions)    ☐
 
11.
 
1. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

                     9%
12.
 
TYPE OF REPORTING PERSON (see instructions)

 IA
 
CUSIP No. 44331K103
13G
   Page 4 of 11 Pages
 
1.
  
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 Wu, Weiwei
 
2.
  
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a)    ☐
(b)    ☐
3.
  
SEC USE ONLY
  
4.
  
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 People’s Republic of China
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5.
  
SOLE VOTING POWER
 
 00,000
6.
  
SHARED VOTING POWER
 
 3,600,000 (upon conversion of the American Depositary Shares)
7.
  
SOLE DISPOSITIVE POWER
 
 00,000
8.
  
SHARED DISPOSITIVE POWER
 
 3,600,000 (upon conversion of the American Depositary Shares)
9.
  
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 3,600,000 (upon conversion of the American Depositary Shares)
10.
  
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions)    ☐
 
11.
  
1. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

                     9%
12.
  
TYPE OF REPORTING PERSON (see instructions)

 IN
 
CUSIP No. 44331K103
13G
   Page 5 of 11 Pages
 
1.
  
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 3W Greater China Focus Fund
98-1154655
2.
  
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a)    ☐
(b)    ☐
3.
  
SEC USE ONLY
  
4.
  
CITIZENSHIP OR PLACE OF ORGANIZATION
 
  Cayman Islands
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5.
  
SOLE VOTING POWER
 
 00,000
6.
  
SHARED VOTING POWER
 
 2,400,000 (upon conversion of the American Depositary Shares)
7.
  
SOLE DISPOSITIVE POWER
 
 00,000
8.
  
SHARED DISPOSITIVE POWER
 
 2,400,000 (upon conversion of the American Depositary Shares)
9.
  
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 2,400,000 (upon conversion of the American Depositary Shares)
10.
  
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions)    ☐
 
11.
  
1. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

                     6%
12.
  
TYPE OF REPORTING PERSON (see instructions)

 FI
 
CUSIP No. 44331K103
13G
   Page 6 of 11 Pages
 
Item 1.
 
 
(a)
Name of Issuer

 Huami Corporation
 
    
 
(b)
Address of Issuer’s Principal Executive Offices
  
Building H8, No. 2800, Chuangxin Road
Hefei, 230088
People’s Republic of China
 
Item 2.
 
 
(a)
Name of Person Filing
  
3W Fund Management Limited
3W Fund Management LLC
3W Greater China Focus Fund
Wu, Weiwei
 
    
 
(b)
Address of the Principal Office or, if none, residence
  
3W Fund Management Limited
Wu, Weiwei
 
Suite 507, ICBC Tower
3 Garden Road
Central
Hong Kong
 
3W Fund Management LLC
3W Greater China Focus Fund
 
Floor 4, Willow House, Cricket Square
Grand Cayman KY1-9010
Cayman Islands
 
    
 
(c)
Citizenship
  
3W Fund Management Limited
 
Hong Kong
 
 
Wu, Weiwei
 
People’s Republic of China
 
3W Fund Management LLC
3W Greater China Focus Fund
 
Cayman Islands
 
CUSIP No. 44331K103
13G
   Page 7 of 11 Pages
 
 
(d)
Title of Class of Securities
 American Depositary Shares, each
convertible into four Class A Ordinary Shares,
par value US$0.0001 per share
 
    
 
(e)
CUSIP Number
 XXXXXXXXXXXXX
 
    
 
Item 3.  If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
 
(a)
☐
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
 
      
 
(b)
☐
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
 
      
 
(c)
☐
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
 
      
 
(d)
☐
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
 
      
 
(e)
☐
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
 
      
 
(f)
☐
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
 
      
 
(g)
☐
A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
 
      
 
(h)
☐
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
      
 
(i)
☐
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
      
 
(j)
☐
Group, in accordance with §240.13d-1(b)(1)(ii)(J).
 
      
 
 
 
 
 
 
 
 
 
 

 

CUSIP No. 44331K103
13G
   Page 8 of 11 Pages
 
Item 4.  Ownership.
 
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
 
3W Fund Management Limited and 3W Fund Management LLC serve as investment adviser and investment manager, respectively to various private funds (the “Funds”), including the 3W Greater China Focus Fund, which owns 6% of the outstanding Class A Ordinary Shares of the Huami Corporation (the “Shares”).  3W Fund Management Limited and 3W Fund Management LLC exercise investment and voting discretion on behalf of the Funds.  Wu, Weiwei directly owns voting stock of 3W Fund Management Limited and is an indirect owner of 3W Fund Management LLC.  Wu, Weiwei is deemed to control 3W Fund Management Limited and 3W Fund Management LLC. 3W Fund Management Limited, on behalf of the Funds, acquired 9% of outstanding Shares.
3W Fund Management Limited
3W Fund Management LLC
Wu, Weiwei

 
(a)
Amount beneficially owned:  3,600,000 (upon conversion of the American Depositary Shares)
 
      
 
(b)
Percent of class:  9%
 
      
 
(c)
Number of shares as to which the person has:  
 
      
 
 
(i)
Sole power to vote or to direct the vote  0.
 
      
 
 
(ii)
Shared power to vote or to direct the vote  3,600,000 (upon conversion of the American Depositary Shares).
 
      
 
 
(iii)
Sole power to dispose or to direct the disposition of  0.
 
      
 
 
(iv)
Shared power to dispose or to direct the disposition of  3,600,000 (upon conversion of the American Depositary Shares).
 
      
 
3W Greater China Focus Fund
 
 
(a)
Amount beneficially owned:  2,400,000 (upon conversion of the American Depositary Shares)
 
      
 
(b)
Percent of class:  6%
 
      
 
(c)
Number of shares as to which the person has:  
 
      
 
 
(i)
Sole power to vote or to direct the vote  0.
 
      
 
 
(ii)
Shared power to vote or to direct the vote  2,400,000 (upon conversion of the American Depositary Shares).
 
      
 
 
(iii)
Sole power to dispose or to direct the disposition of  0.
 
      
 
 
(iv)
Shared power to dispose or to direct the disposition of  2,400,000 (upon conversion of the American Depositary Shares).
 
      
 
 
 
Instruction. For computations regarding securities which represent a right to acquire an underlying security see §240.13d-3(d)(1).
 
Item 5.  Ownership of Five Percent or Less of a Class.
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following     ☐
CUSIP No. 44331K103
13G
   Page 9 of 11 Pages
 
Instruction. Dissolution of a group requires a response to this item.
 
Item 6.  Ownership of More than Five Percent on Behalf of Another Person.
 
 N/A
 
Item 7.  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
 
 N/A
 
Item 8.  Identification and Classification of Members of the Group.
 
 N/A
 
Item 9.  Notice of Dissolution of Group.
 
 N/A
 


 
 
 
 
 
 
 
CUSIP No. 44331K103
13G
   Page 10 of 11 Pages
 
Item 10.  Certification.
 
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 


 
 

 
CUSIP No. 44331K103
13G
   Page 11 of 11 Pages
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
   14/02/2018
 
Date
   
  3W Fund Management Limited
   
     
  By: 
/s/ Wu, Weiwei                                                             
   
Name: Wu, Weiwei
    Title: Director
     
 
 
 
   14/02/2018
 
Date
   
  3W Fund Management LLC
   
     
  By: 
/s/ Wu, Weiwei                                                             
   
Name: Wu, Weiwei
    Title: Director
     
 
 
 
   14/02/2018
 
Date
   
   
 
/s/ Wu, Weiwei                                                             
 
Wu, Weiwei
   
 
 
 
   14/02/2018
 
Date
   
  3W Greater China Focus Fund
   
     
  By: 
/s/ Wu, Weiwei                                                             
   
Name: Wu, Weiwei
    Title: Director
     
 
 
JOINT FILING AGREEMENT

PURSUANT TO RULE 13d-1(k)

 
The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint acquisition statements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate.
 
   14/02/2018
 
Date
   
  3W Fund Management Limited
   
     
  By: 
/s/ Wu, Weiwei                                                             
   
Name: Wu, Weiwei
    Title: Director
     
 
 
 
   14/02/2018
 
Date
   
  3W Fund Management LLC
   
     
  By: 
/s/ Wu, Weiwei                                                             
   
Name: Wu, Weiwei
    Title: Director
     
 
 
 
   14/02/2018
 
Date
   
   
 
/s/ Wu, Weiwei                                                             
 
Wu, Weiwei
   
 
 
 
   14/02/2018
 
Date
   
  3W Greater China Focus Fund
   
     
  By: 
/s/ Wu, Weiwei                                                             
   
Name: Wu, Weiwei
    Title: Director